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Stephen Batchelor |
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The so-called Drakpa Gyaltsen pretends to be a sublime being Praise to you, violent god of the Yellow Hat teachings, ?A wrathful deity,? announced the London Independent with barely
concealed irony on Monday 17 February, 1997 ?is the main suspect for three
murders in Dharamsala, the Himalayan ?capital? of Tibet?s government-in-exile.?
Two weeks earlier Gen Lobsang Gyatso, the principal of the Buddhist School of
Dialectics, and two students had been stabbed to death. Eight months later,
despite exhaustive investigations by the Indian police, the case is still
unresolved. Although arrest warrants for two suspects have been issued, the
police believe they have gone to ground either in Nepal or Tibet. Interpol has
been called in to help find them.
On Saturday 6 July, 1996,
another British newspaper, the Guardian, had carried a front-page story
under the heading: ?Smear campaign sparks safety fears over Dalai Lama?s UK
visit.? The article described demonstrations on the streets of London where
hundreds of British Buddhists ?chanted anti-Dalai Lama slogans and carried
placards saying ?Your smiles charm, your actions harm.?? The Nobel Peace
Laureate was accused by an organisation called the Shugden Supporters
Community of being ?a ruthless dictator? and ?an oppressor of religious
freedom.?
These tragic and bewildering
events have brought to the attention of the world a long-standing, arcane feud
within the Tibetan Buddhist community that centers around the protector god
Dorje Shugden. While feeding the West?s seemingly insatiable fascination with
all things Tibetan, the murders and demonstrations have exposed a dark and
troubling underside of a tradition often seen as a beacon of wisdom and
compassion in a spiritually confused world. Even if it turns out that the killings
were part of a Chinese campaign to intensify discord in the Tibetan community
in exile, the fact remains that Beijing has been able to exploit a bitter dispute that
the Dalai Lama and his supporters such as Gen Lobsang Gyatso have so far been
powerless to resolve.
To understand the complex
origins of this dispute, it is necessary not only to trace an outline of Tibetan
history since the 17th century, but also to grasp some of the doctrinal and
philosophical issues that have divided Tibetans since Buddhism was established
in the 8th century.
On the 28th day of the seventh lunar month of 1642, the Fifth Dalai Lama
had a dream of two Nyingma lamas giving him an initiation in a chapel of his
palace at Drepung Monastery. One of the lamas handed him a ritual dagger
(phur ba) and at that very moment he had the feeling of being spied on
through a window by monks of his own Geluk order. He reflected that if the
Geluk monks criticized him for receiving teachings from the Nyingma lamas, he
would stab them with the dagger. He rushed out to confront them, but they
already seemed subdued. He then woke up.
Earlier the same year, the
twenty-six year old Dalai Lama had been conferred with supreme authority over
all Tibet by the Mongol Gushri Khan, thus inaugurating the dynasty of the Dalai
Lamas. This was achieved when the armies of the Mongol Khan defeated the
King of Tsang, the backer of the Dalai Lama?s chief rival for power in Tibet: the
Karmapa -- a senior lama of the Kagyu order. While this military victory ended
years of civil conflict in Tibet and unified the country under the Geluk order, it
also exposed tensions among the Gelukpas themselves -- already hinted at in the
Dalai Lama?s dream three months later.
The Geluk tradition had been
founded more than two hundred years earlier by the remarkable monk, scholar
and yogin Tsongkhapa, who drew from all Tibetan Buddhist traditions of his
time to create a compelling new synthesis of doctrine, ethics, philosophy and
practice. The first Dalai Lama was a leading disciple of Tsongkhapa, and as the
influence of the Gelukpas grew steadily over the next two centuries, the Dalai
Lamas emerged as important spiritual figures within the school. When the fifth
in the line became head of the Tibetan state, the institution of the Dalai Lama
suddenly assumed unprecedented political power.
Although the Fifth was a Geluk
monk, as head of state he carried the mantle not only of Tsongkhapa?s reformed
Buddhist order but also that of a thousand years of Tibetan history. This would
have been particularly poignant for him, since he was born into a family whose
ancestral home overlooked the tombs of the early Tibetan kings in the Chonggye
Valley and who were still associated with the Nyingma tradition. The
Nyingmapas (?Ancients?) had been instrumental in introducing Buddhism to
Tibet at the time of those early kings and in first defining the buddhocratic
nature of the state. Throughout his life the Dalai Lama maintained a strong
allegiance to the Nyingma school (particularly the practice of Dzogchen) and a
mystical rapport with its founder Padmasambhava, who appeared to him in
dreams and visions.
The Dalai Lama?s assumption of
this long and complex historical identity would not have sat easily with the
ambitions of a Geluk hierarchy intent on creating a buddhocratic state founded
explicitly on the teachings of Tsongkhapa. It seems that this conflict led to the
death of the Fifth?s rival Drakpa Gyaltsen, shortly after the Dalai Lama?s return
from a state visit to China (suggesting the possibility of a palace revolt during
his prolonged absence). Thereafter, Dorje Shugden was recognized by those
Gelukpas who opposed the Dalai Lama?s involvement with the Nyingma school
as the reincarnation of Drakpa Gyaltsen, who had assumed the form of a
wrathful protector of the purity of Tsongkhapa?s teachings. They also regarded
him as an emanation of the bodhisattva Manjushri.
After the death of the Fifth Dalai
Lama in 1682, the controversy between these factions of the Geluk school slips
into the shadows and we hear only occasional references to Dorje Shugden for
the next two hundred years. The Sixth Dalai Lama was unsuited to public office
and was arrested and killed by the Mongols. After the Seventh Dalai Lama was
returned to Lhasa in 1720 by the Manchus, the government of Tibet passed into
the hands of a regency composed initially of powerful aristocrats and then, for
113 years, senior Geluk lamas. Of the six Dalai Lamas who lived during this
period of regency, the last four died before the age of twenty-one, thus failing to
assume leadership of Tibet for more than a year or so.
The Thirteenth Dalai Lama came
to power at the age of nineteen in 1895. Having survived an assassination
attempt (his former regent concealed deadly mantras in his boots), he found
himself charged with the daunting task of leading Tibet into a rapidly changing
world. He proved an able leader, who sought to introduce a modest program of
reform only to be thwarted by aristocrats and senior lamas. He was also a keen
practitioner of Nyingma teachings. He had several teachers from the Nyingma
school, practiced with them in the Potala Palace, and wrote commentaries to the
Nyingma texts of his predecessor the Fifth.
The Thirteenth?s openness to the
Nyingmapa was in marked contrast to that of Pabongka Rinpoche, the most
influential Geluk lama of the time, whose authority rivalled that of the Dalai
Lama. Pabongka inherited the practice of Dorje Shugden from his mother?s
family, and as a young man also received transmissions from Nyingma lamas.
After a serious illness he became convinced that the disease was a sign from
Shugden to stop practicing Nyingma teachings, which he did. Although he
promoted the practice of Shugden, he was ordered by the Thirteenth to stop
invoking the deity on the grounds that it was destroying Buddhism. Pabongka
then promised ?in the core of my heart? never to propitiate Shugden again. He
evidently changed his mind, though, and subsequently passed the practice on to
his disciples.
The present Dalai Lama, born in
1935, was introduced to the practice of Dorje Shugden by his junior tutor Trijang
Rinpoche, a leading disciple of Pabongka. This was a time of great political
turmoil in Tibet. The reliability of the State Oracle Nechung had been thrown
into doubt and some believed the government should switch its allegiance to the
oracle representing Dorje Shugden. The Regent, Reting Rinpoche, was forced to
resign, only to return to launch an unsuccessful coup in 1947. The Chinese
Communists arrived in Lhasa in 1952. The Dalai Lama, his tutors and 100,000
Tibetans fled to India in 1959, possibly on the advice of the Shugden oracle.
In 1973 a senior Geluk lama
called Zemey Rinpoche published an account of Dorje Shugden he had received
orally from his teacher Trijang Rinpoche. This text recounts in detail the various
calamities that have befallen monks and laypeople of the Geluk tradition who
have practiced Nyingma teachings. Those mentioned include the last three
Panchen Lamas, senior officials of the Thirteenth?s government, Reting Rinpoche
and even Pabongka himself. In each case, the illness, torture or death incurred is
claimed to be the result of having displeased Dorje Shugden. The publication of
this material was condemned by the Dalai Lama, who was then engaged in
Nyingma practices himself under the guidance of Dilgo Khyentse Rinpoche. His
views about Dorje Shugden began to shift and led to his first statements
discouraging the practice in 1976.
Each time a Dalai Lama has come
to hold effective political office, a controversy has erupted around Dorje
Shugden. A similar pattern has repeated itself during the rules of the Fifth,
Thirteenth and Fourteenth Dalai Lamas. This conflict has inevitably been
articulated in the vivid, yet (to outsiders) bewildering language and imagery of
Tibetan culture. It reflects a struggle between two opposing visions of how best
to lead sentient beings to enlightenment, preserve the Buddha?s teaching, and
maintain the integrity of the Tibetan state. Representatives of both sides have
included wise, moral and saintly men, who have led exemplary Buddhist lives.
Some, such as Dilgo Khyentse Rinpoche and Trijang Rinpoche, admired and
respected each other. As with everything to do with Tibet, the line between
religion and politics is blurred. The dispute over Dorje Shugden is neither an
exclusively religious nor a fundamentally political one. It is both.
Who are these invisible beings that appear to Tibetan lamas in dreams and
visions, speak through oracles, predict the future, inspire awe and terror, bless
those who worship them and incur misfortune on those who don?t? The Tibetan
term for such beings is lha. Lha means ?deity? or ?god.? Such gods are
both Indian and Tibetan in origin and constitute a pantheon as complex and
arcane as that of ancient Greece and Rome. Yet with the advent of Mahayana
and Vajrayana Buddhism, there appears an altogether different kind of god.
These are buddhas and bodhisattvas, awakened beings who have vowed to
work ceaselessly and in myriad ways for the welfare of beings. While not mere
gods -- who for all their powers are just another class of unawakened sentient
being -- they assume the form of gods (lha?i rnam par shar ba) for the benefit
of others.
Tibetan Buddhists regard these
gods, whether of the unawakened or awakened variety, as conscious,
autonomous beings, every bit as real as you or I. The Dalai Lama, who so
successfully presents Buddhism in the Western media as rational, pragmatic and
compatible with modern psychology and science, appears to believe in the
power of these gods. In a statement issued in English by the Tibetan
government in exile in 1996, he is quoted from a speech to an audience of
Tibetans as saying: ?It has become fairly clear that Dolgyal (i.e. Shugden) is a
spirit of the dark forces.?
The Dalai Lama is not speaking
here as a modern religious leader trying to persuade some of his superstitious
flock to relinquish an outdated world view. He is engaged in an emotive debate
about whether a particular god is a powerful but deluded sentient being or a
buddha who has assumed the form of a god. Such is the perceived power of
Dorje Shugden that both Gelukpas who invoke him and Nyingmapas who fear
him are told not even to let his name pass their lips. This atmosphere of secrecy
and implicit danger serves to affirm for Tibetan Buddhists their view of an
invisible polytheistic reality intersecting with the human world.
Although this worldview may be
unfamiliar, it is not intrinsically stranger than that of Christians and other
religious believers who lack the exotic prestige Tibetan lamas have for
Westerners. The main difference between it and other religious worldviews is
that Buddhists know all these gods to be empty of any inherent reality.
Everything, they would say, is merely an appearance as ephemeral and
insubstantial as a dream. Such statements have led some in the West to assume
that the gods of Tibetan Buddhism are no more than archetypal symbols: they
perform a psychological function in the process of spiritual transformation, but
only the naive would say they represent beings independent of the practitioner?s
own mind. Yet however useful this kind of Jungian interpretation may be, it is
not how most Tibetan lamas understand the world they inhabit.
For gods to be empty of inherent
existence does not mean that they cannot be autonomous beings capable of
making choices and existing in their own heavenly realms. In this sense they are
no different from humans, who are likewise empty but perfectly capable of
making decisions and living their own unique and fallible lives. The doctrine of
emptiness only teaches us to see ourselves and the world in a way that frees us
from the reification and egoism that generate anguish. To say the world is empty
neither affirms nor denies the claims of any cosmological theory, be it that of
ancient India or modern astrophysics.
To establish an authentic
Buddhist state on the basis of this vision, however, requires ensuring that a
correct view of emptiness be upheld by those in power. Such responsibility
would be a necessary outcome of the bodhisattva?s compassionate resolve. For
this reason, the Fifth Dalai Lama?s government proscribed the teachings of the
Jonangpa school, who taught that emptiness implied a transcendent absolute
reality which inherently exists (gzhan stong). Texts of the school were confiscated
and its monasteries turned over to the Gelukpa. It seems other factions in the
Geluk order would have liked to have taken similar measures against the
Nyingma school.
In order to honor the historical
heritage of Tibet, to affirm unity among the diverse communities of the Tibetan
nation, even to be true to their own spiritual intuitions, one can understand why
the Dalai Lamas would tolerate and even embrace Nyingma views. But
however justified this might be in personal or political terms, it should not
obscure the real and potentially divisive philosophical and doctrinal differences
that exist between the Nyingma and Geluk ideologies.
The Nyingma teaching of
Dzogchen regards awareness (rig pa) as the innate self-cognizant
foundation of both samsara and nirvana. Rig pa is the intrinsic,
uncontrived nature of mind, which a Dzogchen master is capable of directly
pointing out to his students. For the Nyingmapa Dzogchen represents the very
apogee of what the Buddha taught, whereas Tsongkhapa?s view of emptiness as
just a negation (med ?gag) of inherent existence, implying no transcendent reality,
verges on nihilism.
For the Gelukpas, though,
Dzogchen succumbs to the opposite extreme: that of delusively clinging to
something permanent and self-existent as the basis of reality. They see
Dzogchen as a return to the Hindu ideas that Buddhists resisted in India, and a
residue of the Chan (Zen) doctrine of Hvashang Mahayana, proscribed at the
time of the early kings. Moreover, some Kagyu and Nyingma teachers of the
Rime (?Impartial?) revival movement in Eastern Tibet in the 19th century even
began to promote a synthesis between the forbidden Jonangpa philosophy and
the practice of Dzogchen.
For the followers of Shugden this
is not an obscure metaphysical disagreement, but a life and death struggle for
truth in which the destiny of all sentient beings is at stake. The bodhisattva vow,
taken by every Tibetan Buddhist, is a commitment to lead all beings to the end
of anguish and the realization of buddhahood. Following Tsongkhapa, the
Gelukpas maintain that the only way to achieve this is to understand
non-conceptually that nothing whatsoever inherently exists. Any residue,
however subtle, of an attachment to inherent existence works against the
bodhisattva?s aim and perpetuates the very anguish he or she seeks to dispel.
Moreover, protectors such as
Dorje Shugden exert an enormous power over the minds of Tibetan
Buddhists--be they erudite lamas, simple Bhutanese peasants or educated
Westerners. While lamas teach that the taking of refuge in the Buddha, Dharma
and Sangha is the only protection a Buddhist requires, they invariably
supplement this with initiations into and practices of a range of protector gods.
After all, the ?Land of Snows? could be a harsh and frightening place. Tibetans
lived in an awesome, sparsely inhabited landscape with a fierce climate,
psychically populated by numerous spirits, demons and gods. The very survival
of communities required a powerful sense of family, tribal and religious loyalty.
In a modern, psychological sense, Dorje Shugden could be seen as the
personification of a specific set of fears and loyalties in the form of a god. But
for Tibetan Buddhists he is not just a metaphor; he is a real, living god/buddha
whose displeasure can wreak havoc on human beings.
At a certain point in their
practice, those who rely on Dorje Shugden will ritually ?entrust their lives? (srog
gtad) to him. This is not a step taken lightly. When the present Dalai Lama
(who chose not to take this step himself) requests people to renounce Shugden,
he both challenges a deeply felt loyalty and raises the possibility of frightful
retribution. ?Nothing will happen,? he has had to reassure Tibetans. ?I will face
the challenge.... No harm will befall you.?
Although some Gelukpas have
heeded his advice, others have not. For those loyal to Dorje Shugden could well
believe that the misfortunes to have befallen the institution of the Dalai Lama,
even the tragedy of Tibet in the 20th century, are all due to a failure to heed the
advice of their protector who ?reduces to particles of dust great beings, high
officials and ordinary people who pollute and corrupt the Geluk doctrine.? For
the Dalai Lama to denounce Dorje Shugden may confirm for them that he is
simply part of the problem.
Speaking of the British monarchy more than a hundred years ago, Walter
Bagehot warned of ?letting daylight into magic.? This happens today as the
media peer into events that formerly only a handful of lamas and their advisors
would have been privy to. The arcane wrangling and intrigue surrounding the
reincarnations of the Karmapa and the Panchen Lama are disseminated through
newspapers, web sites, television and radio within hours of having taken place,
while grisly murders in Dharamsala lead to Dorje Shugden being dissected on
the pages of Newsweek. The Dalai Lama in particular has used the media
to great effect, but the fascination he has both drawn upon and stimulated now
threatens to turn the magic of Tibet into mere spectacle.
If we strip away the exotic
veneer of this Tibetan Buddhist dispute, we are confronted with questions which
concern the very nature of the dharma and its practice. In the West we are fond
of portraying Buddhism as a tolerant, rational, non-dogmatic and open-minded
tradition. But how much is this the result of liberal Western(ized) intellectuals
seeking to construct an image of Buddhism that simply confirms their own
prejudices and desires?
Historically, Buddhists
everywhere have tended not to exhibit the pluralist, postmodern values we
might imagine them to possess. All Buddhist traditions make claims to truth,
and when those claims have contradicted one another, then passionate,
prolonged, even violent disputes have ensued. All the more so is this the case in
the polytheistic buddhocracy of Tibet, where a very human dispute between
different doctrinal camps has also inevitably been a struggle among the gods.
Each side has invoked its own invisible beings for blessing and protection,
summoned its own oracles for guidance from them, and been convinced that it
was acting out of compassion for the welfare of all beings. Tibetan lamas take
their disputes seriously not merely because of short-term political gain. Many of
them act out of deep and sincere passion for what they hold to be true.
Yet history also teaches us that
Buddhism possesses a remarkable capacity to reimagine itself in response to the
challenges posed by new historical and cultural situations. Its protean forms are
testimony to the survival of a way of life that has travelled throughout Asia and
is now taking its tentative first steps in America and Europe. If it is to survive, it
will have to find a way of preserving the heartfelt, single-minded commitment at
its core within multicultural societies that reject the totalizing and potentially
repressive demands of any single claim to truth.
First Published in Tricycle: The Buddhist Review.
Vol. 7, no. 3. New York: Spring 1998.
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